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BSIM – APR 2023 – L3 – Q5 – Information Security Objectives and Controls

Describe three main information security objectives, reasons for controls, and tools/techniques for security.

a) Describe the three main information security objectives and provide reasons why banks implement various information security controls. [10 Marks]

b) Describe various tools, techniques, and means by which organisations ensure that their Information and IT systems are secure.

[Total: 20 Marks]

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BSIM – APR 2023 – L3 – Q4 – Challenges of Digital Marketing Without a Plan

Discuss five challenges banks face without a clear digital marketing plan

Banks and other financial institutions have digitalized many of their processes and operations, including sales and marketing activities. Various electronic marketing strategies are being pursued by banks using digital platforms. Discuss five (5) challenges that such banks may encounter when there is a lack of a clear digital marketing plan.

[20 Marks]

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FRPA – APRIL 2024 – L3 – Q6 – External Auditors and Corporate Governance

Discuss six responsibilities of external auditors in promoting good corporate governance in banks, and explain four mechanisms for maintaining financial reporting integrity and enhancing shareholder confidence.

a) Discuss the responsibilities of External Auditors in promoting Good Corporate Governance of banks. (You are required to state and discuss six (6) key responsibilities.) (12 marks)

b) Explain how External Auditors contribute to maintaining the Integrity of Financial Reporting and enhancing Shareholder confidence. (You are required to list and explain four (4) mechanisms.) (8 marks)

(Total: 20 marks)

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BSIM – APR 2023 – L3 – Q5 – Information Security Objectives and Controls

Describe three main information security objectives, reasons for controls, and tools/techniques for security.

a) Describe the three main information security objectives and provide reasons why banks implement various information security controls. [10 Marks]

b) Describe various tools, techniques, and means by which organisations ensure that their Information and IT systems are secure.

[Total: 20 Marks]

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BSIM – APR 2023 – L3 – Q4 – Challenges of Digital Marketing Without a Plan

Discuss five challenges banks face without a clear digital marketing plan

Banks and other financial institutions have digitalized many of their processes and operations, including sales and marketing activities. Various electronic marketing strategies are being pursued by banks using digital platforms. Discuss five (5) challenges that such banks may encounter when there is a lack of a clear digital marketing plan.

[20 Marks]

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FRPA – APRIL 2024 – L3 – Q6 – External Auditors and Corporate Governance

Discuss six responsibilities of external auditors in promoting good corporate governance in banks, and explain four mechanisms for maintaining financial reporting integrity and enhancing shareholder confidence.

a) Discuss the responsibilities of External Auditors in promoting Good Corporate Governance of banks. (You are required to state and discuss six (6) key responsibilities.) (12 marks)

b) Explain how External Auditors contribute to maintaining the Integrity of Financial Reporting and enhancing Shareholder confidence. (You are required to list and explain four (4) mechanisms.) (8 marks)

(Total: 20 marks)

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